IndustriesBanking & financial services
SharePoint for Banking & financial services
“Which of our policies answer the new regulator direction, and has everyone read them?”
Banks, lenders and insurers answer to regulators, auditors and their own board. A compliance hub shows who has attested to each policy, what the regulator expects next and what the audit committee will ask about.
Banking compliance hub, live
A policy update alert, attestations by policy, open audit observations, the regulatory and committee calendar and questions for compliance. Every item on it is made-up sample data for this sector.
Starting the live demo…
What teams in Banking & financial services use it for
Internal audit and compliance testing
The annual audit plan, evidence from every department, observations with management responses and a risk heat map for the audit committee.
Policy attestations
Board-approved policies with a version history, mandatory attestation and a report by department.
Regulatory calendar and questions
Returns, committee meetings and training in one agenda, and the answers branch staff ask compliance for most.
Product
Audit & Compliance Hub
Internal audit and compliance in one web part: plan audits, collect evidence, review it, follow findings to closure and report on it all.
A whole application in one web part, set up with Acies Innovations.
Banking & financial services at Acies Innovations
Regulatory change and policy traceability
A page is one part of the answer. Acies Innovations, Webpartly's sister company, works with Banking & financial services organisations on the rest: connecting the systems, documents and people behind the page.